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LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that seven advisors have joined LPL, aligning with Genesis Wealth Management, an independent firm on LPL’s broker-dealer and corporate registered investment advisor (RIA) platforms. The advisors include Robert Harlan, John Lander, Heidi Malone, Youree McBride, Richard Poligala, Geraldo Reyes and Max Rodriguez.
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Principal Financial Group announced today the completion of a full share buy-back of PNB’s shares giving Principal full ownership of the Principal Pnb Asset Management Company Private Limited.
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ROBERT W. BAIRD & CO. INCORPORATED: Baird Adds The Smith Group to Charlotte Wealth Management Office
Baird, an international, employee-owned wealth management, capital markets, private equity and asset management firm, announced today that it has added The Smith Group. The team is led by veteran Financial Advisor H.B. Smith, CIMA, Managing Director. He is joined by Assistant Financial Advisor Daniel Bryant, AAMS.